Project Description

The Challenge

A global investment bank wanted to design and execute an enhanced, bank wide audit of front-to-bank controls governing fraud, trade authorisation and trade integrity.

The Solution

We deployed an experienced and skilled team with very short notice that was able to add value to an already running programme right from day one. We worked closely with multiple business streams and internal and external teams, meeting every project delivery milestone whilst exceeding client expectations.

The Success

Preliminary results of the audit have exposed a number of operational vulnerabilities which has led to a significant reduction in the bank’s unauthorised trading risk.